| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORMAX SECURITIES LIMITED | Rep | 證券交易 | 2017-03-27 | 2019-05-17 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-07-21 | 2017-02-28 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2011-02-22 | 2012-12-01 |
| SynerWealth Financial Limited | Rep | 證券交易 | 2010-11-15 | 2011-02-18 |