| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2008-05-30 | 2015-11-01 |
| GLOBAL CREDIT SECURITIES LIMITED | Rep | 證券交易 | 2003-10-27 | 2006-08-01 |
| I & P SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-10-23 |
| Rep | 就證券提供意見 | - | 2003-10-23 | |
| Rep | 提供資產管理 | - | 2003-10-23 | |
| Rep | 證券交易 | - | 2003-10-23 |