| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-12-27 | 2019-01-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-12-07 | 2019-01-29 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2011-01-14 | 2012-12-01 |
| SynerWealth Financial Limited | Rep | 證券交易 | 2010-03-08 | 2011-01-13 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2008-09-22 | 2010-03-06 |