| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-02-02 | - |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-02-02 | - |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2004-02-21 | 2009-01-23 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2003-08-30 | 2009-01-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-19 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-19 |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-08-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-19 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-19 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-19 |
| Rep | 證券交易 | 2003-04-01 | 2003-08-19 |