| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KARL-THOMSON COMMODITIES COMPANY LIMITED | RO | 期貨合約交易 | 2012-10-26 | - |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-10-12 | - |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-05-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2012-10-26 |