| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2014-02-07 | 2014-09-22 |
| Rep | 就證券提供意見 | 2014-02-07 | 2014-09-22 | |
| Rep | 期貨合約交易 | 2014-02-07 | 2014-09-22 | |
| Rep | 證券交易 | 2012-07-19 | 2014-09-22 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2011-05-25 | 2012-01-16 |