| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hao Tian International Securities Limited | Rep | 證券交易 | 2018-08-08 | 2018-11-03 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-03-05 | 2012-07-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-03-05 | 2012-07-28 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-08-14 | 2010-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2008-07-08 | 2010-03-01 |
| Boom Securities (H.K.) Limited | Rep | 提供自動化交易服務 | 2007-01-10 | 2008-05-16 |
| Rep | 證券交易 | 2007-01-10 | 2008-05-16 | |
| Win Securities Limited | Rep | 提供自動化交易服務 | 2007-01-10 | 2008-05-16 |
| Rep | 證券交易 | 2007-01-10 | 2008-05-16 |