| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 就證券提供意見 | 2011-09-30 | 2013-08-13 | |
| Rep | 證券交易 | 2010-07-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-20 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-04-27 | 2010-07-17 |
| Rep | 證券交易 | 2010-04-27 | 2010-07-17 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-06-17 | 2010-03-22 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2009-04-02 | 2010-03-22 |
| Rep | 證券交易 | 2009-04-02 | 2010-03-22 |
金管局記錄暫時無法載入，請稍後重試。