| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Victoria International Asset Management Limited | Rep | 就證券提供意見 | 2026-06-01 | - |
| Rep | 提供資產管理 | 2026-06-01 | - | |
| LINSHAN CAPITAL MANAGEMENT CO., LIMITED | Rep | 就證券提供意見 | 2024-05-24 | 2026-04-17 |
| Rep | 提供資產管理 | 2024-05-24 | 2026-04-17 | |
| One Heritage Capital Management Limited | Rep | 就證券提供意見 | 2022-11-01 | 2024-04-22 |
| Rep | 提供資產管理 | 2022-11-01 | 2024-04-22 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | 2019-11-12 |
| Rep | 證券交易 | 2017-10-03 | 2022-01-31 | |
| Rep | 就證券提供意見 | 2010-08-23 | 2017-10-02 | |
| Rep | 證券交易 | 2010-07-23 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-23 | 2022-01-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-06-17 | 2010-07-03 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2006-12-05 | 2007-06-05 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-08-26 | 2010-07-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-12 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-12 | |
| Rep | 證券交易 | 2003-04-01 | 2010-07-03 |
已採集記錄中暫無金管局登記。