| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2015-04-23 | - |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-03-12 | 2015-04-20 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-03-12 | 2015-04-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-08-02 | 2013-03-01 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2010-09-17 | 2013-03-01 |
| Rep | 證券交易 | 2010-09-17 | 2013-03-01 | |
| Beevest Securities Limited | Rep | 證券交易 | 2008-03-18 | 2010-09-01 |