| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-02-23 | - |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-05-20 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-05-20 | - |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-03-21 | 2016-05-11 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-03-21 | 2016-05-11 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-03-23 | 2016-03-16 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-03-23 | 2016-03-16 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-12-18 | 2011-03-16 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2008-05-28 | 2011-03-16 |