| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-05-18 |
| Rep | 證券交易 | 2009-11-27 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-11-27 | 2023-05-18 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-11-13 | 2009-11-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2008-05-05 | 2009-11-17 |
| Rep | 證券交易 | 2008-05-05 | 2009-11-17 |