| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2011-09-08 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-08 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2010-04-12 | 2011-05-13 |
| Rep | 證券交易 | 2010-04-12 | 2011-05-13 | |
| YU ON SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2008-07-02 | 2010-03-20 |
| Rep | 證券交易 | 2008-07-02 | 2010-03-20 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2006-11-29 | 2008-06-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2006-07-04 | 2008-06-30 |
已採集記錄中暫無金管局登記。