| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-09-17 |
| Rep | 證券交易 | 2006-09-28 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-09-06 | 2006-09-25 |
| Rep | 證券交易 | 2005-07-28 | 2006-09-25 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2005-03-02 | 2005-07-28 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2003-11-21 | 2005-03-02 |