| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2024-06-30 |
| Rep | 證券交易 | 2008-05-26 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-26 | 2024-06-30 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-06-20 | 2008-04-30 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2007-03-16 | 2008-04-30 |