| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-05-13 |
| Rep | 就證券提供意見 | 2008-06-05 | 2010-07-19 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-09-20 | 2021-05-13 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-08-21 | 2017-10-02 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2003-07-22 | 2007-08-08 |