| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2019-10-03 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-09-21 |
| Rep | 證券交易 | 2010-06-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-06-02 | 2019-09-21 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-10-08 | 2010-05-27 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-10-08 | 2010-05-27 |