| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2026-05-18 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-05-18 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2024-11-30 |
| Rep | 證券交易 | 2009-05-11 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-05-11 | 2024-11-30 |
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2004-01-07 | 2009-04-30 |
| Funderstone Securities Limited | Rep | 證券交易 | 2004-01-07 | 2009-04-30 |