| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-03-19 | 2016-08-24 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-02-23 | 2016-08-24 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2009-12-31 | 2010-02-04 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2006-06-29 | 2009-12-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-06-29 | 2009-12-21 |