| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2015-02-05 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-02-05 | - |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2012-07-17 | 2015-01-24 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-07-17 | 2015-01-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-11-17 | 2012-07-13 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-01-16 | 2012-07-13 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2005-08-24 | 2006-12-29 |