| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2011-09-12 | 2012-11-02 |
| Rep | 證券交易 | 2011-09-12 | 2012-11-02 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-07-12 | 2011-08-18 |
| Rep | 證券交易 | 2010-07-12 | 2011-08-18 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2008-10-15 | 2008-12-20 |
| CLSA LIMITED | Rep | 就證券提供意見 | 2004-04-19 | 2004-05-06 |