| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everglow Investments Manager (Asia) Limited | Rep | 就證券提供意見 | 2024-12-23 | - |
| Rep | 證券交易 | 2024-12-23 | - | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-02-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-09-18 | 2019-02-28 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-02-17 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2007-01-15 | 2017-10-02 |