| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2017-03-31 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2017-03-31 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-09-04 | 2017-03-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-09-04 | 2017-03-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2006-04-12 | 2008-08-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-04-12 | 2008-08-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-02-20 | 2008-08-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-02-20 | 2008-08-27 |