Personnel Hong Kong SFC License Details (ID 84983)

Personnel Hong Kong SFC License Details (ID 84983)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2016-07-01	-
	Rep	證券交易	2014-08-15	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2014-08-15	-
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2014-08-15	2016-06-30
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2012-11-22	2014-08-03
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2012-11-22	2014-08-03
KGI ASIA LIMITED	Rep	證券交易	2009-08-04	2012-11-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-08-04	2012-11-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2009-04-03	2009-07-27
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-04-03	2009-07-27
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2008-05-30	2008-07-31