| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2024-08-30 |
| Rep | 證券交易 | 2010-12-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-12-24 | 2024-08-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自動化交易服務 | 2003-09-19 | 2004-03-02 |
| Rep | 期貨合約交易 | 2003-09-19 | 2010-12-18 | |
| CELESTIAL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-09-19 | 2004-02-19 |
| Rep | 證券交易 | 2003-09-19 | 2010-12-18 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-30 |
| Rep | 提供資產管理 | - | 2003-05-30 | |
| Rep | 期貨合約交易 | - | 2003-05-30 |