Kwok, Oi Yee 郭靄宜
證監會中央編號:AAI571
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-09 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2019-07-09 | - |
| PO SANG SECURITIES LIMITED | Rep | 期貨合約交易 | 2017-09-13 | 2019-07-01 |
| Rep | 證券交易 | 2017-09-13 | 2019-07-01 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-03-29 | 2017-08-28 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-04-07 | 2017-08-28 |
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2015-09-16 | 2016-03-31 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-06-11 | 2015-09-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2013-12-04 | 2014-05-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-07-19 | 2013-11-30 |
| JIMEI SECURITIES LIMITED | Rep | 證券交易 | 2009-01-02 | 2010-07-15 |
| SHUN HENG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-10 | |
| Rep | 證券交易 | 2003-04-01 | 2009-01-01 |