| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-05-22 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-05-22 | - |
| KGI ASIA LIMITED | RO | 證券交易 | 2019-10-08 | 2023-05-22 |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2019-10-08 | 2023-05-22 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-10-08 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-10-22 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-06-04 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-06-04 | 2019-10-08 |
| CHRISTFUND FUTURES LIMITED | RO | 期貨合約交易 | 2004-10-27 | 2007-05-24 |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-10-27 | |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-07 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-07 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-07 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-24 |
已採集記錄中暫無金管局登記。