| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SUCCESS ADVANCE INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2023-12-28 | - |
| Rep | 提供資產管理 | 2023-12-28 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-10-17 | 2012-03-29 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2011-08-22 | 2012-03-29 |
| Rep | 證券交易 | 2011-08-22 | 2012-03-29 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2011-06-13 | 2011-08-13 |
已採集記錄中暫無金管局登記。