| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-01-09 | - |
| Rep | 證券交易 | 2024-01-09 | - | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-05-05 | 2023-11-22 |
| GEO Securities Limited | Rep | 證券交易 | 2013-09-06 | 2021-03-22 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-11-20 | 2012-03-20 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-09-30 | 2012-03-20 |