| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-07-30 |
| Rep | 證券交易 | 2017-08-29 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-08-29 | 2023-07-30 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-06-04 | 2017-07-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-11-16 | 2017-07-21 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2009-10-22 | 2017-07-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-06-15 | 2009-10-18 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2004-05-18 | 2006-07-12 |