| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2009-04-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-04-20 | 2025-04-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-05-30 | 2009-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-02-29 | 2009-04-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-10-17 | 2008-02-15 |
已採集記錄中暫無金管局登記。