| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNI Securities Group Limited | Rep | 期貨合約交易 | 2022-08-25 | 2026-04-17 |
| Rep | 證券交易 | 2021-04-27 | 2026-04-17 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-07-31 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2009-12-23 | 2017-10-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-23 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-10-18 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-10-18 | 2020-07-31 |