| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2009-08-03 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-03 | - |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-08-03 | 2017-10-02 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2008-05-28 | 2009-07-22 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2007-09-19 | 2009-07-22 |