| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2009-12-23 | 2017-10-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-27 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-07-05 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2006-06-09 | 2017-10-02 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2005-11-11 | 2006-06-01 |
已採集記錄中暫無金管局登記。