| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-03-30 | - |
| Rep | 期貨合約交易 | 2017-08-11 | - | |
| Rep | 證券交易 | 2017-08-11 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-08-25 | 2017-07-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-05-04 | 2017-07-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-05-04 | 2017-07-14 |
| Rep | 證券交易 | 2015-05-04 | 2017-07-14 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-01-26 | 2015-04-16 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-01-26 | 2015-04-16 |
金管局記錄暫時無法載入，請稍後重試。