| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-11-07 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-11-07 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2009-06-01 | 2016-11-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-06-01 | 2016-11-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-03-25 | 2009-05-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-03-25 | 2009-05-21 |
已採集記錄中暫無金管局登記。