| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-27 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-04-01 | - |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 |
金管局記錄暫時無法載入，請稍後重試。