| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-08-14 | 2024-05-03 |
| Rep | 證券交易 | 2020-08-14 | 2024-05-03 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2013-09-19 | 2014-09-27 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-09-19 | 2014-09-27 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-04-26 | 2013-02-21 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-04-26 | 2014-09-27 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2011-04-26 | 2014-09-27 |