Mok, Gavin Dick Hung 莫湋苙 Hong Kong SFC License Details (ID 85139)

Mok, Gavin Dick Hung 莫湋苙 Hong Kong SFC License Details (ID 85139)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Crosby Securities Limited	Rep	就證券提供意見	2019-03-18	2020-10-01
	Rep	證券交易	2019-03-18	2020-10-01
	Rep	就證券提供意見	2015-09-14	2017-05-31
	Rep	證券交易	2015-09-14	2017-05-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	就證券提供意見	2015-04-09	2015-08-19
	Rep	證券交易	2014-08-15	2015-08-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2014-06-24	2014-08-09
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2014-06-24	2014-08-09
KGI ASIA LIMITED	RO	證券交易	2012-10-11	2013-10-01
	Rep	證券交易	2010-07-15	2012-10-11
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-07-15	2012-05-01
MIZUHO SECURITIES ASIA LIMITED	Rep	證券交易	2007-08-23	2010-06-05
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-08-17	2007-08-20
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2007-06-27	2007-08-20
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2004-09-18	2005-12-15
KuCoin HK Limited	Rep	證券交易	2004-09-18	2005-12-15