| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | - |
| Rep | 證券交易 | 2017-10-03 | - | |
| Rep | 就證券提供意見 | 2013-01-15 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2013-01-15 | - |
| Rep | 期貨合約交易 | 2009-05-19 | - | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-12-03 | 2017-10-02 |
| Mage Securities Limited | Rep | 證券交易 | 2008-11-19 | 2008-11-25 |
已採集記錄中暫無金管局登記。