| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-12-11 | 2024-03-29 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2018-06-04 | 2020-11-30 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2014-11-11 | 2018-05-31 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-08-08 | 2014-11-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2008-12-24 | 2011-07-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-02 | 2008-12-05 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2004-01-09 |
| Rep | 就證券提供意見 | - | 2004-01-09 | |
| Rep | 提供資產管理 | - | 2004-01-09 | |
| Rep | 證券交易 | - | 2005-08-02 |