| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-05-31 |
| Rep | 證券交易 | 2006-11-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-11-06 | 2021-05-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-07-11 | 2006-11-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2005-03-31 | 2006-11-01 |