| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-07-27 |
| Rep | 證券交易 | 2009-05-29 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-05-29 | 2021-07-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-03-06 | 2009-05-21 |
| Rep | 槓桿式外匯交易 | 2008-03-06 | 2009-05-21 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-06 | 2009-05-21 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-10-14 | 2008-03-01 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-10-14 | 2008-03-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2005-10-14 | 2008-03-01 |