| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2022-01-03 | - |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | 期貨合約交易 | 2016-11-25 | 2017-04-16 |
| TIAN YUAN FINANCE LIMITED | Rep | 證券交易 | 2016-03-18 | 2017-04-16 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2015-07-28 | 2016-03-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-07-28 | 2016-03-05 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2015-05-28 | 2015-07-24 |
| Rep | 證券交易 | 2015-05-28 | 2015-07-24 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-01-20 | 2015-05-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-01-20 | 2015-05-18 |
已採集記錄中暫無金管局登記。