| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | - |
| Rep | 證券交易 | 2017-10-03 | - | |
| Rep | 就證券提供意見 | 2013-09-19 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-09-19 | 2017-10-02 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-11-13 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-08-01 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-01-14 | 2017-10-02 |
已採集記錄中暫無金管局登記。