| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-02-05 | 2014-12-31 |
| Rep | 提供資產管理 | 2013-02-05 | 2014-12-31 | |
| Rep | 證券交易 | 2013-02-05 | 2014-12-31 | |
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2013-02-05 | 2022-04-08 |
| Rep | 提供資產管理 | 2013-02-05 | 2022-04-08 | |
| Rep | 證券交易 | 2013-02-05 | 2022-04-08 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-03-03 | 2012-11-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-03-03 | 2012-11-15 |