| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-03-14 | 2012-09-14 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-03-14 | 2012-09-14 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-08-22 | 2011-12-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-08-22 | 2011-12-28 |