| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-09-05 |
| Rep | 證券交易 | 2009-01-07 | 2017-10-02 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2004-10-08 | 2009-01-01 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-07-23 |
| Rep | 就證券提供意見 | - | 2004-07-23 | |
| Rep | 提供資產管理 | - | 2004-07-23 | |
| Rep | 提供自動化交易服務 | - | 2004-07-23 | |
| Rep | 證券交易 | - | 2004-10-08 |