| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-05-09 | - |
| VALUABLE CAPITAL LIMITED | Rep | 證券交易 | 2021-08-03 | 2022-11-25 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-07-14 |
| Rep | 證券交易 | 2007-08-29 | 2017-10-02 | |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2007-04-24 | 2007-08-16 |
| WING ON CHEONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-10 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-10 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-06-10 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2007-04-12 | |
| Rep | 證券交易 | 2003-04-01 | 2007-04-12 |