| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2017-04-05 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-07-12 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-07-12 | - |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-07-12 | 2017-10-02 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2004-05-24 | 2007-06-30 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2003-11-19 | 2007-06-30 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-09-19 | 2003-10-09 |
已採集記錄中暫無金管局登記。